Article 150 OJ 2002, 52: PCT Notice from the President of the European Patent Office dated 26 November 2001 concerning limitation of the EPO's competence as a PCT authority


 

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Ancillary Regulations    
Part I List of regulations Part II
Article 150 Article 149 OJ 1980, 407: Treaty between the Swiss Confederation and the Principality of Liechtenstein on Patent Protection (Patent Treaty) of 22 December 1978 Article 150(2) OJ 1993, 540: PCT Notice from the President of the European Patent Office dated 18 June 1993 concerning the language of correspondence with the EPO as an International Authority under the PCT
Article 150 OJ 2002, 52: PCT Notice from the President of the European Patent Office dated 26 November 2001 concerning limitation of the EPO's competence as a PCT authority Article 150 OJ 2006, 111: PCT Notice from the President of the European Patent Office dated 1 January 2006 concerning revised amounts of the refund of search fees in the light of the new working agreement with France as from 1 January 2006 Article 150 OJ 2005, 149: PCT Notice from the President of the European Patent Office dated 26 November 2001 concerning limitation of the EPO's competence as a PCT authority
 

Article 150 - OJ 2002, 52

 

PCT
Notice from the President of the European Patent Office dated 26 November 2001 concerning limitation of the EPO's competence as a PCT authority


 

- OJ 2002, 52 -


 

Limitation criteria


 

1. Pursuant to Article 3(4)(a)(ii) of the PCT Agreement between the European Patent Organisation and the International Bureau of the World Intellectual Property Organization, as amended with effect from 1 November 2001 (OJ EPO 2001, 601), the European Patent Office (EPO) will not carry out


 

(a) international search in respect of any international application filed on or after 1 March 2002 by a national or resident of the United States of America with the United States Patent and Trademark Office (USPTO) or the International Bureau (IB) as receiving Office where such application contains one or more claims relating to the fields of biotechnology or business methods, as defined by the International Patent Classification units indicated below in paragraphs 3 and 4.


 

(b) international preliminary examination in respect of any international application filed by a national or resident of the United States of America with the USPTO or the IB as receiving Office where the corresponding demand is filed with the EPO on or after 1 March 2002 and the application contains one or more claims relating to the fields of biotechnology or business methods as referred to in sub-paragraph (a) above or to the field of telecommunication as defined by the International Patent Classification unit indicated below in paragraph 5.


 

2. Without prejudice to the right of the EPO to issue any further notice under Article 3(4) of the PCT Agreement which it may consider necessary, the initial duration of these limitations will be three years (Article 3(4)(c) of the PCT Agreement).


 

International Patent Classification


 

3. Biotechnology


C12M

Apparatus for enzymology or microbiology

C12N

Micro-organisms or enzymes; compositions thereof

C12P

Fermentation or enzyme-using processes to synthesise a desired chemical compound or composition or to separate optical isomers from a racemic mixture

C12Q

Measuring or testing processes involving enzymes or micro-organisms; compositions or test papers therefor; processes of preparing such compositions; condition-responsive control in microbiological or enzymological processes

C07K

Peptides

G01N33/50

(including subdivisions)

Chemical analysis of biological material, e.g. blood, urine; testing involving biospecific ligand binding methods; immunological testing

A61K39

Medicinal preparations containing antigens or antibodies

A61K48

Medicinal preparations containing genetic material which is inserted into cells of the living body to treat genetic diseases; gene therapy

A01H


New plants or processes for obtaining them; plant reproduction by tissue culture techniques


 

For information: US classes covering corresponding subject-matter


424

Drug, bio-affecting and body treating compositions

435

Chemistry: molecular biology and microbiology

436

Chemistry: analytical and immunological testing

514

Drug, bio-affecting and body treating compositions

530

Chemistry: natural resins or derivatives; peptides or proteins; lignins or reaction products thereof

536

Organic compoundspart of the class 532-570 series

800

Multicellular living organisms and unmodified parts thereof

930


Peptide or protein sequence


 

4. Business method related inventions


GO6F17/60


Digital computing or data processing equipment or methods, specially adapted for specific functions: administrative, commercial, managerial, supervisory or forecasting purposes. If an application falls within this subgroup but does not relate to business methods, the EPO's competence is not affected.


 

For information: US class covering corresponding subject-matter


705


Data processing: financial, business practice, management, or cost/price determination


 

5. Telecommunication


H04


Electric communication technique with the exception of H04N: pictorial communication, e.g. television


 

For information: US classes covering corresponding subject-matter


370


Multiplex communications


375


Pulse or digital communications


379


Telephonic communication


380


Cryptography


381


Electrical audio signal processing systems and devices


455


Telecommunications


 

Notes


 

6. The EPO is no longer the competent authority within the meaning of Article 16(3)(b)1 and Article 32(3)2 PCT for applications meeting the criteria defined in paragraph 1.


 

7. Paragraph 1 also applies to applications filed with the IB rather than the USPTO by two or more applicants,


 

- at least one of whom is a national or resident of the USA, and


 

- none of whom are nationals or residents of an EPC contracting state.


 

8. It is not possible to reassign competence to the EPO by changing the applicant after the application has been filed with the USPTO or the IB.


 

9. The limitation criteria in paragraph 1(b) apply to all demands for international preliminary examination received at the EPO on or after 1 March 20023, which means they are also applicable to applications filed before 1 March 2002 for which the EPO was still the competent International Searching Authority.


______________________

 

1

The receiving Office deletes the indication of any non-competent International Searching Authority ex officio (Receiving Office Guidelines, No. 115, PCT Gazette - IV, 29 of 17 September 1998).

 

2

Demands for international preliminary examination submitted to a non-competent authority are subject to Rule 59.3 PCT.

 

3

Demands for international preliminary examination submitted to a non-competent authority are subject to Rule 59.3 PCT.