PART D
GUIDELINES FOR OPPOSITION PROCEDURE
PART D
CONTENTS
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1.
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The meaning of opposition
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2.
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Opposition after surrender or lapse
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3.
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Territorial effect of the opposition
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4.
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Entitlement to oppose
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5.
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Intervention of the assumed infringer
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6.
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Parties to opposition proceedings
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7.
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Representation
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8.
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Information to the public
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1.
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Administrative structure
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2.
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Composition
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2.1
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Technically qualified examiners
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2.2
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Legally qualified examiners
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3.
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Allocation of duties and appointment of members of the Opposition Division
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4.
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Tasks of the Opposition Divisions
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4.1
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Examination of oppositions
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4.2
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Decision concerning the awarding of costs by the registry (i.e the formalities officer)
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4.3
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Ancillary proceedings
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5.
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Allocation of tasks to members
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6.
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Duties and powers of members
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7.
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Allocation of individual duties
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1.
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Time allowed for filing notice of opposition
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2.
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Opposition fee
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3.
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Submission in writing
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3.1
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Form of the opposition
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3.2
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Notices of opposition filed by facsimile
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3.3
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Signature of the notice of opposition
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4.
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Derogations from language requirements
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5.
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Grounds for opposition
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6.
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Content of the notice of opposition
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CHAPTER IV
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PROCEDURE UP TO SUBSTANTIVE EXAMINATION
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1.
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Examination for deficiencies in the notice of opposition and communications from the formalities officer arising from this examination
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1.1
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Forwarding of the notice of opposition to the formalities officer
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1.2
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Examination for deficiencies in the notice of opposition
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1.2.1
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Deficiencies which, if not remedied, lead to the opposition being deemed not to have been filed
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1.2.2
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Deficiencies which, if not remedied, lead to the opposition being rejected as inadmissible
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1.2.2.1
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Deficiencies under Rule 56(1)
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1.2.2.2
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Deficiencies under Rule 56(2)
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1.3
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Issue of communications by the formalities officer as a result of examination for deficiencies
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1.3.1
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Communication in the event of deficiencies as described in IV, 1.2.1, which, if not remedied, will lead to the opposition being deemed not to have been filed
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1.3.2
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Communication in the event of deficiencies as described in IV, 1.2.2, which, if not remedied, will lead to rejection of the opposition as inadmissible
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1.3.3
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Extent of the formalities officer's obligation to issue the above communications
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1.4
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Subsequent procedure in the event of deficiencies which may no longer be remedied
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1.4.1
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Deficiencies which may no longer be remedied, as a result of which the opposition is deemed not to have been filed
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1.4.2
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Deficiencies which may no longer be remedied in accordance with Rule 56(1) and (2), resulting in the opposition being rejected as inadmissible
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1.5
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Notifications to and observations by the proprietor
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1.6
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Subsequent procedure
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2.
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Activity of the Opposition Division
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3.
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Rejection of the opposition as inadmissible by the Opposition Division, the proprietor of the patent not being a party
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4.
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Termination of opposition proceedings in the event of inadmissible opposition
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5.
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Preparation of substantive examination
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5.1
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Inadmissibility at a later stage
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5.2
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Invitation to the proprietor of the patent to submit comments and communication of opposition to the other parties concerned by the formalities officer
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5.3
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Filing of amended documents in reply to the notice of opposition
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5.4
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Communication of observations from one of the parties to the other parties
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5.5
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Decision concerning the admissibility of an opposition, the proprietor of the patent being a party
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5.6
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Examination of the admissibility of an intervention and preparations in the event of an intervention
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CHAPTER V
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SUBSTANTIVE EXAMINATION OF OPPOSITION
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1.
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Beginning of the examination of the opposition
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2.
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Extent of the examination
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2.1
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Extent to which the patent is opposed
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2.2
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Examination of the grounds for opposition
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3.
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Non-patentability pursuant to Art. 52 to 57
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3.1
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State of the art made available to the public "by use or in any other way"
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3.1.1
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Types of use and instances of state of the art made available in any other way
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3.1.2
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Matters to be determined by the Opposition Division as regards use
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3.1.3
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Ways in which subject-matter may be made available
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3.1.3.4
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Example of the accessibility of objects used
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3.1.3.5
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Example of the inaccessibility of a process
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3.2
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State of the art made available by means of oral description
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3.2.1
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Cases of oral description
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3.2.2
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Non-prejudicial oral description
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3.2.3
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Matters to be determined by the Opposition Division in cases of oral description
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3.3
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State of the art made available to the public in writing or by any other means
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4.
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Insufficient disclosure of the invention
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4.1
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Required form of disclosure
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4.2
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Disclosure of inventions relating to biological material
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4.3
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Burden of proof as regards the possibility of performing and repeating the invention
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4.4
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Cases of partially insufficient disclosure
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4.4.1
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Only variants of the invention are incapable of being performed
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4.4.2
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Absence of well-known details
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4.4.3
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Difficulties in performing the invention
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5.
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Subject-matter of the European patent extending beyond the original disclosure
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5.1
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Basis of this ground for opposition
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5.2
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Distinction between allowable and unallowable amendments
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6.
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Extension of protection
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6.1
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General remarks
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6.2
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Examination of amendments to the claims
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6.3
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Change of category of claim
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CHAPTER VI
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PROCEDURE FOR THE EXAMINATION OF THE OPPOSITION
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1.
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General remarks
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2.
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Adherence to the text of the European patent submitted or approved by the proprietor
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2.1
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Basis for the examination
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2.2
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Revocation of the patent
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3.
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Invitation to file observations
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3.1
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Examiners' communications
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3.2
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Summons to oral proceedings
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4.
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Communications from the Opposition Division to the proprietor of the patent
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4.1
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Communications from the Opposition Division; reasoned statement
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4.2
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Invitation to file amended documents
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5.
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Additional search
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6.
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Examination of the opposition during oral proceedings
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7.
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Preparation of the decision
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7.1
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General remarks
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7.2
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Preparation of a decision to maintain a European patent in amended form
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7.2.1
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Procedural requirements
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7.2.2
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Decision on the documents on the basis of which the patent is to be maintained
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7.2.3
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Request for printing fee and translations
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CHAPTER VII
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DETAILS AND SPECIAL FEATURES OF THE PROCEEDINGS
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1.
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Sequence of proceedings
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1.1
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Basic principle
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2.
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Request for documents
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3.
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Unity of the European patent
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3.1
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Basic principle
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3.2
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Factors affecting the unity of the European patent
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4.
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Texts of the European patent which are different for different Contracting States
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4.1
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Different texts where the entitled person takes part in the proceedings
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4.2
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Different text where the state of the art is different pursuant to Art. 54(3) and (4)
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4.3
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Different text where a partial transfer of right by virtue of a final decision pursuant to Art. 61 and Rule 16(1) and (2) has taken place
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4.4
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Different text where a reservation has been entered in accordance with Art. 167(2)
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4.5
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Different text where national rights of earlier date exist
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5.
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Procedure where the proprietor is not entitled
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5.1
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Suspension of proceedings
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5.2
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Continuation of proceedings
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5.3
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Interruption of time limits
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5.4
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Department responsible
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6.
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Continuation of the opposition proceedings in the cases covered by Rule 60
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6.1
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Continuation in the case of surrender or lapse of the patent
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6.2
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Continuation on the death or legal incapacity of the opponent
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6.3
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Continuation after the opposition has been withdrawn
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7.
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Intervention of the assumed infringer
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8.
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Publication of a new specification of the patent
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1.
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Final decisions on an admissible opposition
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1.1
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General remarks
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1.2
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Revocation of the European patent
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1.2.1
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Revocation on substantive grounds
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1.2.2
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Revocation for failure to pay the printing fee or to file a translation
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1.2.3
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Revocation for failure to notify the appointment of a new representative
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1.2.4
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Revocation in the event of requirements not being met until after expiry of time limits
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1.2.5
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Revocation of the patent in the event that the proprietor no longer wishes the patent to be maintained as granted
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1.3
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Rejection of the opposition
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1.4
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Maintenance of the European patent as amended
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1.4.1
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Taking of a final decision
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1.4.2
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Statement in the decision of the amended form of the European patent
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2.
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Other decisions
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2.1
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Decision on the inadmissibility of an opposition or intervention
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2.2
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Decisions which do not terminate proceedings
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2.3
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Decision on a notified loss of rights at the request of the person concerned
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2.4
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Decision on restitutio in integrum
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2.5
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Decision on closure of the opposition proceedings
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1.
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Charging of costs
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1.1
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General principle
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1.2
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Decisions on the apportionment of costs
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1.3
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Costs to be taken into consideration
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1.4
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Principle of equity
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2.
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Procedure for the fixing of costs
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2.1
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Fixing of costs by the registry
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2.2
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Appeal against the fixing of costs by the registry
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3.
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Enforcement of the fixing of costs
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